-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OR8hTEiicWxE1CyusOjku7JkaWzFnplgrTGpHe5b0h78+DtrVO2qFPgm2391/Jc3 G2h3F0/jJK22aVFlXE6AHg== 0000718482-99-000008.txt : 19990212 0000718482-99-000008.hdr.sgml : 19990212 ACCESSION NUMBER: 0000718482-99-000008 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOURCE INFORMATION MANAGEMENT CO CENTRAL INDEX KEY: 0000943605 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] IRS NUMBER: 431710906 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52723 FILM NUMBER: 99531678 BUSINESS ADDRESS: STREET 1: 11644 LILBURN PARK RD CITY: ST LOUIS STATE: MO ZIP: 63146 BUSINESS PHONE: 3149959040 FORMER COMPANY: FORMER CONFORMED NAME: SOURCE CO DATE OF NAME CHANGE: 19950614 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EDWARDS A G INC CENTRAL INDEX KEY: 0000718482 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431288229 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE N JEFFERSON AVE CITY: ST LOUIS STATE: MO ZIP: 63103 BUSINESS PHONE: 3142893000 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 The Source Information Management Company (Name of Issuer) Common Stock, Par $.01 (Title of Class of Securities) 836151209 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 6 Pages CUSIP No. 836151209 13G Page 2 of 6 Pages 1 name of reporting person s.s. or i.r.s. identification no. of above person A.G. Edwards & Sons, Inc. 43-0895447 2 check the appropriate box if a member of a group* (a) (b) x 3 sec use only 4 citizenship or place of organization State of organization: Delaware 5 sole voting power 455,475 6 shared voting power 7 sole dispositive power 832,225 8 shared dispositive power 9 aggregate amount beneficially owned by each reporting person 832,225 10 check box if the aggregate amount in row (9) excludes certain shares* 11 percent of class represented by amount in row 9 8.6% 12 type of reporting person* IA *SEE INSTRUCTION BEFORE FILLING OUT! Item 1 (a). Name of Issuer: The Source Information Management Company Item 1 (b). Address of Issuer's Principal Executive Offices: 11644 Lilburn Park Road St. Louis, MO 63146 Item 2(a). Name of Person Filing: A.G. Edwards & Sons, Inc. Item 2(b). Address of Principal Business Office or, if none, Residence: One North Jefferson St. Louis, MO 63103 Item 2(c). Citizenship: State of organization: Delaware Item 2(d). Title of Class of Securities: Common Stock, Par $.01 Item 2(e). CUSIP Number: 836151209 Item 3. If this statement is filed pursuant to Rules 13-d-1(b), or 13d-2(b), check whether the person filing is a: (a) ( ) Broker or Dealer registered under section 15 of the Act (b) ( ) Bank as defined in section 3(a)(6) of the Act (c) ( ) Insurance Company as defined in section 3(a)(19) of the Act (d) ( ) Investment Company registered under section 8 of the Investment Company Act (e) (X) Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) ( ) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section240.13d-1(b)(ii)(F) (g) ( ) Parent Holding Company, in accordance with Section240.13d-1(b)(ii)(G) (Note: See Item 7) (h) ( ) Group, in accordance with Section240.13d-1(b)(1)(ii)(H) Item 4. Ownership: (a) Amount Beneficially Owned as of December 31, 1998: 832,225 shares (b) Percent of Class: 8.6% (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote: 455,475 shares (ii) shared power to vote or to direct the vote: -0- shares (iii) sole power to dispose or to direct the disposition of: 832,225 shares (iv) shared power to dispose or to direct the disposition of: -0- shares Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ( ). Item 6. Ownership of More than Five Percent of Behalf of Another Person. Other persons are known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, shares beneficially owned by the filing person. Except for any person identified immediately below, such rights do not extend to shares constituting more than 5% of the class. None. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purposes of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 9, 1999 Date By: /s/ Eugene J. King Eugene J. King Senior Vice President Name/Title -----END PRIVACY-ENHANCED MESSAGE-----